Alistair Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • [FCA CF] Significant management (1 Jul 2024 to 10 Feb 2025)
    • [FCA CF] Manager of certification employee (17 Jun 2024 to 17 Feb 2025)
  • M&G Wealth Investments LLP (no longer approved here)

    FRN 229445

    • [FCA CF] Significant management (1 Jul 2024 to 10 Feb 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Significant management (1 Jul 2024 to 10 Feb 2025)
    • [FCA CF] Manager of certification employee (17 Jun 2024 to 10 Feb 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Significant management (1 Jul 2024 to 10 Feb 2025)
    • [FCA CF] Manager of certification employee (17 Jun 2024 to 10 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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