Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashley Charles McGrath

  IRN ACM01261

  • SMF24 Chief Operations (since 25 Sep 2024)
  • SMF18 Other Overall Responsibility (22 Jan 2021 to 25 Sep 2024)
• Ashley Howell

  IRN AXH00773

  • [FCA CF] Material risk taker (since 1 Nov 2023)
• Benjamin Jenkins

  IRN BXJ00066

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 2 Aug 2024)
• Benjamin Skipper

  IRN BXS00177

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 2 Aug 2024)
• Benoît Macé

  IRN BXM00346

  • SMF7 Group Entity Senior Manager (5 Apr 2023 to 31 Dec 2025)
• Caitlin Webster

  IRN CXO00061

  • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 2 Aug 2024)
• Calum O'Malley Pearson

  IRN CXO00086

  • [FCA CF] Client dealing (8 Jul 2021 to 1 Mar 2024)
• Caroline Mary Connellan

  IRN CMC01199

  • SMF7 Group Entity Senior Manager (11 Aug 2023 to 15 Nov 2024)
• Caroline Poynter

  IRN CXP00722

  • [FCA CF] Material risk taker (since 10 Mar 2025)
• Catherine Page

  IRN CXP00080

  • [FCA CF] Manager of certification employee (15 Feb 2021 to 31 Oct 2021)

No changes recorded yet.