Caroline Mary Connellan

• M&G Wealth Investments LLP (no longer approved here)

  FRN 229445

  • [FCA CF] Manager of certification employee (6 Jan 2024 to 15 Nov 2024)
• Sandringham Financial Partners Limited (no longer approved here)

  FRN 581304

  • [FCA CF] Manager of certification employee (6 Jan 2024 to 15 Nov 2024)
• Investment Funds Direct Limited (no longer approved here)

  FRN 114432

  • SMF7 Group Entity Senior Manager (11 Aug 2023 to 15 Nov 2024)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • SMF7 Group Entity Senior Manager (11 Aug 2023 to 24 Oct 2024)
• Interactive Investor Services Limited (no longer approved here)

  FRN 141282

  • Director of firm who is not a certification employee or a SMF manager (27 May 2022 to 1 Aug 2022)
• LGT Wealth Management Limited (no longer approved here)

  FRN 466684

  • SMF1 Chief Executive (20 Apr 2022 to 1 Aug 2022)
  • SMF3 Executive Director (20 Apr 2022 to 1 Aug 2022)
• ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 144519

  • SMF3 Executive Director (13 Oct 2021 to 1 Aug 2022)
  • SMF1 Chief Executive (13 Oct 2021 to 1 Aug 2022)
• ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

  FRN 623682

  • SMF3 Executive Director (13 Oct 2021 to 1 Aug 2022)
  • SMF1 Chief Executive (13 Oct 2021 to 1 Aug 2022)
• Brooks Macdonald Asset Management Limited (no longer approved here)

  FRN 184918

  • SMF1 Chief Executive (10 Jan 2020 to 28 May 2021)
  • SMF3 Executive Director (9 Dec 2019 to 28 May 2021)
  • CF1 Director (11 Apr 2017 to 8 Dec 2019)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF29 Significant management (2 Feb 2015 to 6 Mar 2016)

No changes recorded yet.