Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catherine Read

  IRN CXR01566

  • CF28 Systems and controls (5 Dec 2016 to 1 Jan 2018)
• Cathryn Bradley

  IRN CXB01079

  • [FCA CF] Significant management (16 Jun 2025 to 28 Nov 2025)
• Charles Benjamin Bruce

  IRN CBB01016

  • CF1 Director (1 Dec 2001 to 15 Jul 2002)
  • CF13 Finance (1 Dec 2001 to 15 Jul 2002)
• Charlotte Seabrook

  IRN CXS00666

  • [FCA CF] Client dealing (since 8 Dec 2022)
• Christina Helps

  IRN CXH00293

  • [FCA CF] Significant management (2 Nov 2020 to 30 Oct 2021)
  • [FCA CF] Material risk taker (2 Nov 2020 to 30 Oct 2021)
• Christine Mary Hayes

  IRN CMH01062

  • CF14 Risk Assessment (19 Apr 2002 to 14 Apr 2003)
  • CF1 Director (19 Apr 2002 to 14 Apr 2003)
• Christopher Cochrane

  IRN CXC09618

  • SMF24 Chief Operations (since 1 Mar 2022)
  • [FCA CF] Manager of certification employee (15 Feb 2021 to 1 Mar 2022)
• Christopher Jackson

  IRN CXJ00121

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 1 May 2022)
• Christopher Johnston Miller

  IRN CJM01475

  • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Aug 2020)
  • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)
• Clare Chapman

  IRN CXC00092

  • SMF12 Chair of the Remuneration Committee (since 1 Mar 2021)

No changes recorded yet.