Catherine Read

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARSH LIMITED

    FRN 307511

    • SMF24 Chief Operations (since 1 Apr 2022)
    • SMF3 Executive Director (since 1 Apr 2022)
    • [FCA CF] Significant management (4 Jan 2022 to 1 Apr 2022)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • SMF24 Chief Operations (9 Dec 2019 to 1 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
    • CF1 Director (11 Jan 2018 to 8 Dec 2019)
    • CF28 Systems and controls (2 Apr 2013 to 30 Nov 2015)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • SMF24 Chief Operations (9 Dec 2019 to 1 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
    • CF1 Director (11 Jan 2018 to 8 Dec 2019)
    • CF28 Systems and controls (2 Apr 2013 to 30 Nov 2015)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF28 Systems and controls (5 Dec 2016 to 1 Jan 2018)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • SIMF5 Head of Internal Audit Function (5 Dec 2016 to 1 Jan 2018)
    • CF28 Systems and controls (2 Apr 2013 to 30 Nov 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF28 Systems and controls (5 Dec 2016 to 1 Jan 2018)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF28 Systems and controls (5 Dec 2016 to 1 Jan 2018)
  • MARCO GAMMA LIMITED (no longer approved here)

    FRN 202793

    • SIMF5 Head of Internal Audit Function (5 Dec 2016 to 29 Dec 2016)
    • CF28 Systems and controls (2 Apr 2013 to 30 Nov 2015)
  • Royal London Marketing Limited (no longer approved here)

    FRN 302391

    • CF28 Systems and controls (5 Dec 2016 to 1 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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