Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW CHRISTOPHER HERRING

    IRN ACH01173

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
    • CF29 Significant management (25 Jul 2012 to 8 Dec 2019)
  • Adam Edward Russell

    IRN AXR00673

    • [FCA CF] Significant management (11 Nov 2022 to 18 Dec 2023)
  • Adam Taylor

    IRN AXT02227

    • CF1 Director (AR) (28 Apr 2022 to 16 Dec 2022)
  • Adrian Brian Girling

    IRN ABG01026

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (13 Jun 2019 to 8 Dec 2019)
  • Adrian John Parker

    IRN AJP01439

    • CF1 Director (AR) (21 Feb 2022 to 24 Nov 2022)
  • Adrian Roy Stewart

    IRN ARS01090

    • CF1 Director (AR) (7 Mar 2007 to 24 May 2010)
  • Aileen Fernandes

    IRN AXF00538

    • [FCA CF] Significant management (since 26 Jun 2024)
  • Aileen Johanna Croft

    IRN AJC01601

    • SMF24 Chief Operations (9 Dec 2019 to 1 Apr 2022)
    • CF29 Significant management (5 Apr 2016 to 8 Dec 2019)
  • Ailsa Jane King

    IRN AJK01222

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 May 2017 to 8 Dec 2019)
  • Aine Roisin Bryn

    IRN AXB25859

    • [FCA CF] Significant management (since 13 Dec 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.