Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 7 Mar 2022)
    • [FCA CF] Significant management (since 7 Mar 2022)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 24 May 2022)
    • SIMF5 Head of Internal Audit Function (12 Jan 2018 to 9 Dec 2018)
  • PMGI Limited (no longer approved here)

    FRN 114942

    • [FCA CF] Significant management (1 Oct 2020 to 7 Mar 2022)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • SMF5 Head of Internal Audit (16 Mar 2020 to 30 Jun 2021)
    • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • SMF5 Head of Internal Audit (16 Mar 2020 to 30 Jun 2021)
    • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Aug 2020)
    • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • SMF5 Head of Internal Audit (9 Dec 2019 to 24 May 2022)
    • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • SMF5 Head of Internal Audit (9 Dec 2019 to 24 May 2022)
    • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)
  • Royal London Marketing Limited (no longer approved here)

    FRN 302391

    • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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