Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- [FCA CF] Significant management (since 26 Apr 2024)
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Prudential Lifetime Mortgages Limited
FRN 119350
- [FCA CF] Significant management (since 1 Nov 2023)
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- [FCA CF] Significant management (since 1 Nov 2023)
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M & G Securities Limited
FRN 122057
- [FCA CF] Significant management (since 1 Nov 2023)
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M & G Financial Services Limited
FRN 122058
- [FCA CF] Significant management (since 1 Nov 2023)
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Prudential Distribution Limited
FRN 194709
- [FCA CF] Significant management (since 1 Nov 2023)
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M&G Wealth Investments LLP
FRN 229445
- [FCA CF] Significant management (since 1 Nov 2023)
- [FCA CF] Material risk taker (since 6 Jan 2022)
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The Prudential Assurance Company Limited
FRN 139793
- SMF24 Chief Operations (since 1 Mar 2022)
- [FCA CF] Manager of certification employee (15 Feb 2023 to 1 Nov 2023)
- [FCA CF] Material risk taker (15 Feb 2023 to 1 Nov 2023)
- [FCA CF] Significant management (5 Jun 2020 to 15 Feb 2023)
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Prudential Pensions Limited
FRN 110434
- SMF24 Chief Operations (since 1 Mar 2022)
- [FCA CF] Manager of certification employee (5 Jun 2020 to 1 Mar 2022)
- [FCA CF] Material risk taker (5 Jun 2020 to 1 Mar 2022)
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Investment Funds Direct Limited
FRN 114432
- SMF24 Chief Operations (since 1 Mar 2022)
- [FCA CF] Manager of certification employee (15 Feb 2021 to 1 Mar 2022)
Recent activity
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