Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clare Eleanor Thompson

  IRN CET01047

  • SMF9 Chair of the Governing Body (since 12 Jul 2022)
  • SMF7 Group Entity Senior Manager (since 8 Jan 2021)
• Clare Jane Bousfield

  IRN CJB01252

  • SMF7 Group Entity Senior Manager (24 Dec 2020 to 25 Sep 2023)
• Clive Grant Bolton

  IRN CGB01066

  • SMF7 Group Entity Senior Manager (since 23 Jan 2025)
• Clive Nicholas Boothman

  IRN CNB01029

  • CF2 Non Executive Director (11 Nov 2005 to 31 Dec 2014)
• Clive Peter Adamson

  IRN CPA01034

  • SMF7 Group Entity Senior Manager (since 24 Jun 2021)
• Daniel Symonds

  IRN DXS00371

  • [FCA CF] Significant management (2 Nov 2020 to 31 May 2021)
  • [FCA CF] Material risk taker (2 Nov 2020 to 31 May 2021)
• Daniel Wilson Hughes

  IRN DWH01055

  • [FCA CF] Manager of certification employee (since 2 Nov 2020)
  • [FCA CF] Client dealing (since 2 Nov 2020)
  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 17 Jan 2022)
  • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
• Daryl Richardson

  IRN DXR00191

  • SMF5 Head of Internal Audit (3 Mar 2022 to 6 Jan 2026)
  • [FCA CF] Significant management (15 Feb 2021 to 15 Feb 2023)
• David Colin Doyle

  IRN DCD01041

  • CF13 Finance (10 Oct 2003 to 16 May 2005)
  • CF1 Director (10 Oct 2003 to 16 May 2005)
• David John Harvey

  IRN DJH01435

  • CF1 Director (14 Oct 2008 to 6 Jan 2010)

No changes recorded yet.