Daryl Richardson

• M&G Wealth Investments LLP

  FRN 229445

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Significant management (23 May 2022 to 28 Jan 2026)
• Sandringham Financial Partners Limited (no longer approved here)

  FRN 581304

  • [FCA CF] Significant management (30 Apr 2024 to 28 Jan 2026)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • SMF5 Head of Internal Audit (5 Oct 2023 to 6 Jan 2026)
• Investment Funds Direct Limited (no longer approved here)

  FRN 114432

  • SMF5 Head of Internal Audit (3 Mar 2022 to 6 Jan 2026)
  • [FCA CF] Significant management (15 Feb 2021 to 15 Feb 2023)
• Prudential Lifetime Mortgages Limited (no longer approved here)

  FRN 119350

  • [FCA CF] Significant management (17 Aug 2020 to 1 Nov 2023)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • [FCA CF] Significant management (17 Aug 2020 to 1 Nov 2023)
• The Prudential Assurance Company Limited (no longer approved here)

  FRN 139793

  • [FCA CF] Significant management (28 Apr 2020 to 16 Jul 2024)

No changes recorded yet.