Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Europe Limited
FRN 124579
- SMF12 Chair of the Remuneration Committee (since 3 Sep 2025)
- SMF11 Chair of the Audit Committee (since 22 Dec 2022)
- SMF13 Chair of the Nominations Committee (since 15 Jun 2021)
- SMF9 Chair of the Governing Body (since 23 Jun 2020)
- Director of firm who is not a certification employee or a SMF manager (6 Apr 2020 to 23 Jun 2020)
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J.P. Morgan Securities plc
FRN 155240
- SMF12 Chair of the Remuneration Committee (since 3 Sep 2025)
- SMF11 Chair of the Audit Committee (since 22 Dec 2022)
- Director of firm who is not a certification employee or a SMF manager (since 30 Jan 2019)
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Prudential Pensions Limited
FRN 110434
- SMF7 Group Entity Senior Manager (since 23 May 2025)
- SMF10 Chair of the Risk Committee (8 Feb 2019 to 18 Dec 2024)
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The Prudential Assurance Company Limited
FRN 139793
- SMF7 Group Entity Senior Manager (since 23 May 2025)
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 18 Dec 2024)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (8 Jun 2015 to 6 Mar 2016)
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Ashmore Investment Management Limited
FRN 185402
- [FCA CF] Material risk taker (since 22 May 2025)
- [FCA CF] Manager of certification employee (since 22 May 2025)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 7 Nov 2022)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 7 Nov 2022)
- CF2 Non Executive Director (29 Oct 2015 to 8 Dec 2019)
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Ashmore Investment Advisors Limited
FRN 611412
- [FCA CF] Material risk taker (since 22 May 2025)
- [FCA CF] Manager of certification employee (since 22 May 2025)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 7 Nov 2022)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 7 Nov 2022)
- CF2 Non Executive Director (29 Oct 2015 to 8 Dec 2019)
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J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- SMF9 Chair of the Governing Body (since 11 Mar 2022)
- Director of firm who is not a certification employee or a SMF manager (since 24 Sep 2021)
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Investment Funds Direct Limited
FRN 114432
- SMF7 Group Entity Senior Manager (since 24 Jun 2021)
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- SMF7 Group Entity Senior Manager (since 13 Mar 2020)
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M&G Investment Management Limited
FRN 119328
- SMF7 Group Entity Senior Manager (since 9 Dec 2019)
- CF2 Non Executive Director (22 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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