Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Investment Funds Direct Limited
FRN 114432
- [FCA CF] Client dealing (since 2 Nov 2020)
- [FCA CF] Manager of certification employee (since 2 Nov 2020)
- [FCA CF] Functions requiring qualifications (2 Nov 2020 to 17 Jan 2022)
- CF30 Customer (2 Feb 2015 to 8 Dec 2019)
-
- CF21 Investment Adviser (29 Jan 2002 to 1 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.