Ashley Charles McGrath

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited

    FRN 114432

    • SMF24 Chief Operations (since 25 Sep 2024)
    • SMF18 Other Overall Responsibility (22 Jan 2021 to 25 Sep 2024)
  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • SMF18 Other Overall Responsibility (since 12 Apr 2022)
  • M&G Investment Management Limited

    FRN 119328

    • [FCA CF] CASS oversight function (since 15 Feb 2020)
    • [FCA CF] Significant management (since 15 Feb 2020)
    • [FCA CF] Material risk taker (15 Feb 2020 to 22 Mar 2024)
  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Significant management (since 15 Feb 2020)
    • [FCA CF] CASS oversight function (since 15 Feb 2020)
    • [FCA CF] Material risk taker (15 Feb 2020 to 27 Mar 2024)
  • M & G Securities Limited

    FRN 122057

    • [FCA CF] Significant management (since 15 Feb 2020)
    • [FCA CF] CASS oversight function (15 Feb 2020 to 9 Jan 2025)
    • [FCA CF] Material risk taker (15 Feb 2020 to 22 Mar 2024)
    • CF10a CASS Oversight function (14 Aug 2017 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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