Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prudential Pensions Limited
FRN 110434
- [FCA CF] Material risk taker (since 1 Nov 2023)
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Investment Funds Direct Limited
FRN 114432
- [FCA CF] Material risk taker (since 1 Nov 2023)
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Material risk taker (since 1 Nov 2023)
- [FCA CF] Significant management (since 10 Aug 2022)
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- [FCA CF] Material risk taker (since 1 Nov 2023)
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M & G Securities Limited
FRN 122057
- [FCA CF] Material risk taker (since 1 Nov 2023)
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M & G Financial Services Limited
FRN 122058
- [FCA CF] Material risk taker (since 1 Nov 2023)
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The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Material risk taker (since 1 Nov 2023)
- [FCA CF] Significant management (since 10 Aug 2022)
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M&G Wealth Investments LLP
FRN 229445
- [FCA CF] Material risk taker (since 1 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.