Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2025)
  • J. EDWARD SELLARS AND PARTNERS LIMITED (no longer approved here)

    FRN 116320

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jul 2025)
    • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF30 Customer (7 Dec 2011 to 23 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.