Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • [FCA CF] Manager of certification employee (22 Mar 2021 to 22 Dec 2021)
    • [FCA CF] Significant management (1 Sep 2020 to 22 Dec 2021)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • SMF18 Other Overall Responsibility (29 Dec 2020 to 22 Dec 2021)
    • Responsible for Insurance Distribution (29 Dec 2020 to 22 Dec 2021)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • Responsible for Insurance Distribution (16 Dec 2020 to 22 Dec 2021)
    • SMF18 Other Overall Responsibility (27 Jan 2020 to 22 Dec 2021)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • Responsible for Insurance Distribution (16 Dec 2020 to 22 Dec 2021)
    • SMF18 Other Overall Responsibility (27 Jan 2020 to 22 Dec 2021)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • SMF18 Other Overall Responsibility (27 Jan 2020 to 30 Dec 2020)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • SMF18 Other Overall Responsibility (27 Jan 2020 to 30 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Dec 2021)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (27 Jan 2020 to 30 Dec 2020)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (27 Jan 2020 to 30 Dec 2020)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • SMF18 Other Overall Responsibility (27 Jan 2020 to 30 Dec 2020)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF2 Non Executive Director (17 Jul 2015 to 30 Sep 2015)
    • CF1 Director (7 Jun 2013 to 17 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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