My Continuum Wealth Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alastair Clark
IRN AXC00865
- [FCA CF] Client dealing (since 2 Oct 2023)
Christopher John Lloyd
IRN CJL00036
- SMF3 Executive Director (16 Jun 2021 to 20 May 2024)
David Powers
IRN DXP02304
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Jun 2023 to 11 Dec 2024)
Graeme Robert Pollok
IRN GRP01029
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2022 to 2 Oct 2023)
- SMF16 Compliance Oversight (17 Mar 2022 to 2 Oct 2023)
James Reeve
IRN JKR01005
- SMF9 Chair of the Governing Body (since 16 Jun 2021)
Kim Joanne Cooling
IRN KJC01122
- SMF16 Compliance Oversight (16 Jun 2021 to 21 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Jun 2021 to 21 Mar 2022)
Luke Stephen Parsons
IRN LXP00282
- [FCA CF] Client dealing (since 28 Jun 2024)
Martin Anthony Brown
IRN MAB01238
- SMF3 Executive Director (since 16 Jun 2021)
Nicholas Frances John Cooling
IRN NFC01007
- SMF3 Executive Director (16 Jun 2021 to 31 May 2023)
Richard Arthur Goodall
IRN RAG00019
- SMF3 Executive Director (16 Jun 2021 to 25 Apr 2023)
- SMF1 Chief Executive (16 Jun 2021 to 25 Apr 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.