James Reeve

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

My Continuum Wealth Limited
FRN 929955
- SMF9 Chair of the Governing Body (since 16 Jun 2021)
Continuum (Financial Services) LLP
FRN 802331
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- Responsible for Insurance Mediation (5 Oct 2011 to 8 Mar 2012)
- CF8 Apportionment and Oversight (10 Oct 2007 to 31 Mar 2009)
- CF3 Chief Executive (10 Oct 2007 to 8 Mar 2012)
- CF1 Director (10 Sep 2007 to 22 Mar 2012)
Zurich Assurance Ltd (no longer approved here)
FRN 147672
- CF1 Director (1 Dec 2001 to 1 Apr 2004)
Zurich Intermediary Group Limited (no longer approved here)
FRN 191080
- CF1 Director (1 Dec 2001 to 1 Apr 2004)
Sterling ISA Managers Limited (no longer approved here)
FRN 191278
- CF1 Director (1 Dec 2001 to 1 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.