David Powers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prudential International Assurance Plc (no longer approved here)
FRN 170672
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Sep 2023 to 27 Jul 2024)
My Continuum Wealth Limited (no longer approved here)
FRN 929955
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Jun 2023 to 11 Dec 2024)
Prudential Pensions Limited (no longer approved here)
FRN 110434
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
Investment Funds Direct Limited (no longer approved here)
FRN 114432
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
Prudential Lifetime Mortgages Limited (no longer approved here)
FRN 119350
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
M & G Securities Limited (no longer approved here)
FRN 122057
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
M & G Financial Services Limited (no longer approved here)
FRN 122058
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.