David Powers

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
  • M&G Wealth Investments LLP (no longer approved here)

    FRN 229445

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
  • Standard Life Lifetime Mortgages Limited (no longer approved here)

    FRN 310206

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (18 Nov 2019 to 8 Dec 2019)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
  • Pearl Group Services Limited (no longer approved here)

    FRN 571858

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
  • STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

    FRN 651226

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
  • Sunlife Limited (no longer approved here)

    FRN 769427

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
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Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.