Date authorised
1 April 2013
Companies House
05549998
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402035679100
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aimee Hill

    IRN AXH91168

    • [FCA CF] Significant management (7 Nov 2023 to 8 May 2024)
  • Alan Gordon Roffey-Jones

    IRN AGR01038

    • CF1 Director (4 Dec 2012 to 30 Jun 2014)
  • Alastair William Stewart Barbour

    IRN AWB01099

    • CF2 Non Executive Director (17 Feb 2014 to 8 Dec 2019)
  • Alexandra Helen Zoe Shapiro

    IRN AHS01099

    • [FCA CF] Manager of certification employee (3 Apr 2023 to 3 Dec 2024)
  • Amy Madden

    IRN AXM02142

    • [FCA CF] Manager of certification employee (22 Sep 2025 to 15 Oct 2025)
  • Andrew David Briggs

    IRN ADB01086

    • [FCA CF] Manager of certification employee (since 30 Sep 2025)
    • SMF7 Group Entity Senior Manager (10 Mar 2020 to 1 Oct 2022)
  • Andrew Moss

    IRN AXM00387

    • CF28 Systems and controls (4 Dec 2012 to 18 Jun 2014)
    • CF1 Director (4 Dec 2012 to 18 Jun 2014)
  • Andy White

    IRN AXW56186

    • [FCA CF] Material risk taker (16 Apr 2021 to 16 Dec 2021)
    • [FCA CF] Significant management (16 Apr 2021 to 30 Jun 2023)
  • Anna Wyse

    IRN AXW26399

    • [FCA CF] Significant management (12 Apr 2021 to 5 Sep 2025)
  • Annabel Abell

    IRN AXM14419

    • SMF3 Executive Director (10 May 2024 to 29 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.