Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 16 Jun 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 16 Nov 2018)
    • Responsible for Insurance Distribution (since 16 Nov 2018)
    • CF10 Compliance Oversight (16 Nov 2018 to 28 Jan 2019)
    • CF11 Money Laundering Reporting (16 Nov 2018 to 28 Jan 2019)
    • CF4 Partner (16 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF4 Partner (AR) (2 Jun 2014 to 16 Nov 2018)
    • CF1 Director (AR) (16 Apr 2014 to 2 Jun 2014)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 617867

    • Employed By (16 Apr 2014 to 2 Jun 2014)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 1 Oct 2012)
    • CF21 Investment Adviser (24 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Aug 2003 to 24 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.