Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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My Continuum Wealth Limited
FRN 929955
- SMF3 Executive Director (since 16 Jun 2021)
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Continuum (Financial Services) LLP
FRN 802331
- SMF27 Partner (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 16 Nov 2018)
- Responsible for Insurance Distribution (since 16 Nov 2018)
- CF10 Compliance Oversight (16 Nov 2018 to 28 Jan 2019)
- CF11 Money Laundering Reporting (16 Nov 2018 to 28 Jan 2019)
- CF4 Partner (16 Nov 2018 to 8 Dec 2019)
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- CF4 Partner (AR) (2 Jun 2014 to 16 Nov 2018)
- CF1 Director (AR) (16 Apr 2014 to 2 Jun 2014)
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- Employed By (16 Apr 2014 to 2 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2012)
- CF21 Investment Adviser (24 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Aug 2003 to 24 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.