Christopher John Lloyd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

My Continuum Wealth Limited (no longer approved here)
FRN 929955
- SMF3 Executive Director (16 Jun 2021 to 20 May 2024)
Continuum (Financial Services) LLP (no longer approved here)
FRN 802331
- SMF16 Compliance Oversight (9 Dec 2019 to 2 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Sep 2024)
- CF11 Money Laundering Reporting (7 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Jan 2019 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (6 May 2014 to 6 Mar 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 2 Dec 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.