Graeme Robert Pollok

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PALACE VENTURES LIMITED

    FRN 433291

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Apr 2025)
    • SMF16 Compliance Oversight (since 30 Apr 2025)
  • Clever Investment Management Ltd

    FRN 1012442

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Sep 2024)
    • SMF16 Compliance Oversight (since 13 Sep 2024)
  • Marlborough Investment Management Limited (no longer approved here)

    FRN 115231

    • SMF16 Compliance Oversight (17 Mar 2022 to 12 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2022 to 12 Apr 2023)
  • My Continuum Wealth Limited (no longer approved here)

    FRN 929955

    • SMF16 Compliance Oversight (17 Mar 2022 to 2 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2022 to 2 Oct 2023)
  • Fundsmith LLP (no longer approved here)

    FRN 523102

    • [FCA CF] Significant management (31 Mar 2020 to 14 May 2021)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF11 Money Laundering Reporting (22 Apr 2016 to 27 May 2016)
    • CF10 Compliance Oversight (22 Apr 2016 to 27 May 2016)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF11 Money Laundering Reporting (3 Nov 2014 to 2 Jun 2015)
    • CF10 Compliance Oversight (3 Nov 2014 to 2 Jun 2015)
    • CF10a CASS Oversight function (3 Nov 2014 to 2 Jun 2015)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • CF10a CASS Oversight function (21 Aug 2013 to 17 Oct 2014)
    • CF10 Compliance Oversight (2 Mar 2012 to 17 Oct 2014)

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