Mirabaud Asset Management Limited

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FRN: 122140
Date authorised: 1 April 2013
Companies House: 01631005
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Mirabaud

10 Bressenden Place

London

Westminster

SW1E 5DH

UNITED KINGDOM

Phone

+4402031677000

Web

https://www.mirabaud-am.com
Complaints Contact

Mirabaud

10 Bressenden Place

London

Westminster

SW1E 5DH

UNITED KINGDOM

Phone

+4402031677000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ahmed N Tayeb
IRN AXT01130
- CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
- CF27 Investment Management (1 Dec 2001 to 16 May 2003)
Albertus Hospers
IRN AXH02645
- CF30 Customer (21 Apr 2015 to 30 Jun 2016)
Alexander Cattermole
IRN AJC01557
- [FCA CF] Client dealing (since 29 Mar 2021)
- [FCA CF] Material risk taker (since 29 Mar 2021)
- CF30 Customer (4 Dec 2013 to 8 Dec 2019)
Alexander Henry Illingworth
IRN AHI01001
- CF30 Customer (5 Jul 2010 to 28 Mar 2011)
Alexander John Keith Clegg
IRN AJC01361
- CF22 Investment Adviser (Trainee) (25 Aug 2004 to 17 Jan 2005)
Alexander Lushnikov
IRN AVL01021
- [FCA CF] Client dealing (29 Mar 2021 to 24 Jun 2022)
- [FCA CF] Material risk taker (29 Mar 2021 to 24 Jun 2022)
- CF30 Customer (2 Sep 2013 to 8 Dec 2019)
Alix De Monspey Meaby
IRN AXD01344
- CF21 Investment Adviser (1 Dec 2001 to 26 Jun 2003)
Andrew Bass
IRN AXB01453
- CF30 Customer (16 Nov 2007 to 17 Feb 2010)
Andrew Clark
IRN AXC01666
- CF30 Customer (1 Nov 2007 to 4 May 2010)
- CF21 Investment Adviser (27 Feb 2003 to 31 Oct 2007)
Andrew James Blair
IRN AJB01732
- CF30 Customer (9 Dec 2011 to 7 Aug 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Kevin O'Kelly (no longer appointed)
FRN 617013 · Appointed 11 Mar 2014 · Until 31 Dec 2016
Trenlewis Limited (no longer appointed)
FRN 610336 · Appointed 15 Nov 2013 · Until 15 Jun 2014
Anwar Siddiqi (no longer appointed)
FRN 486466 · Appointed 24 Jul 2008 · Until 31 Dec 2016
Balwant Nantunhai Patel (no longer appointed)
FRN 486465 · Appointed 24 Jul 2008 · Until 31 Dec 2016
Andrew Clark (no longer appointed)
FRN 223022 · Appointed 21 Feb 2003 · Until 21 May 2004

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.