Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brown Advisory Limited
FRN 475370
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 23 Jun 2022)
- [FCA CF] Client dealing (since 23 Jun 2022)
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- [FCA CF] Client dealing (31 Dec 2020 to 28 Sep 2021)
- [FCA CF] Functions requiring qualifications (31 Dec 2020 to 28 Sep 2021)
- CF30 Customer (14 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (28 Feb 2017 to 11 Aug 2017)
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- CF30 Customer (30 Sep 2016 to 11 Aug 2017)
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- CF30 Customer (9 Dec 2011 to 7 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.