Brown Advisory Limited

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

  Web

  https://www.brownadvisory.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Albert Mark Home Thomson

  IRN AMT01094

  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Material risk taker (since 18 Mar 2021)
  • CF30 Customer (30 Nov 2015 to 8 Dec 2019)
• Alexander Charles Bottenheim

  IRN ACB01272

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 27 May 2021)
  • [FCA CF] Client dealing (since 27 May 2021)
• Amrik Kailey

  IRN AXK00505

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2022)
  • [FCA CF] Client dealing (since 22 Mar 2022)
• Andrew James Blair

  IRN AJB01732

  • 14. Managing investments
  • [FCA CF] Client dealing (since 23 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 23 Jun 2022)
• Andrew Nickson

  IRN AXN00451

  • [FCA CF] Client dealing (since 28 May 2025)
• Benjamin Townsend Albone

  IRN BXA00087

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • [FCA CF] Significant management (since 18 Mar 2021)
• CALLUM MARK WELLS

  IRN CMW01156

  • [FCA CF] Client dealing (18 Mar 2021 to 6 May 2022)
  • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 6 May 2022)
• Charles van Straubenzee

  IRN CXV01121

  • [FCA CF] Significant management (since 18 Mar 2021)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (17 Oct 2011 to 8 Dec 2019)
• Christopher Herring Hancock

  IRN CXH00908

  • [FCA CF] Material risk taker (since 16 May 2025)
  • [FCA CF] Client dealing (since 16 May 2025)
• Colby Douglas Stilson

  IRN CXS00995

  • [FCA CF] Material risk taker (since 6 Mar 2025)
  • [FCA CF] Client dealing (since 6 Mar 2025)

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