Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 15 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
  • Brown Advisory Limited (no longer approved here)

    FRN 475370

    • [FCA CF] Client dealing (18 Mar 2021 to 6 May 2022)
    • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 6 May 2022)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (5 Sep 2013 to 1 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

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