Castlefield Investment Partners LLP

• Principal Place of Business

  111 Piccadilly

  Manchester

  Lancashire

  M1 2HY

  UNITED KINGDOM

  Phone

  +441612334890

  Web

  https://www.castlefield.com

• Complaints Contact

  111 Piccadilly

  Manchester

  Lancashire

  M1 2HY

  UNITED KINGDOM

  Phone

  +441612334890

• Pension Transfer Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• - Burdens Charitable Foundation

  IRN XXB01023

  • CF4 Partner (30 Aug 2005 to 18 Dec 2007)
• - Premier Asset Management Plc

  IRN XXP01030

  • CF4 Partner (30 Aug 2005 to 28 Aug 2009)
• . BCF Capital Limited

  IRN XXB01046

  • CF4 Partner (19 Dec 2007 to 3 Jul 2012)
• . Castlefield Partners Limited

  IRN XXC01141

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (3 Dec 2009 to 8 Dec 2019)
• . WTB Employee Benefit Trust

  IRN XXW01046

  • CF4 Partner (3 Dec 2009 to 3 Jul 2012)
• ALISTAIR MALCOLM THOMSON Currie

  IRN AMC01070

  • CF4 Partner (3 Dec 2009 to 1 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (16 Apr 2007 to 31 Oct 2007)
• Alexander Brotherston

  IRN AXB01372

  • CF1 Director (AR) (29 Jul 2019 to 4 Dec 2020)
  • CF3 Chief Executive (AR) (1 Apr 2019 to 4 Dec 2020)
• Amelia Louise Overd

  IRN AXO00104

  • [FCA CF] Functions requiring qualifications (19 Mar 2021 to 24 Aug 2023)
  • [FCA CF] Client dealing (19 Mar 2021 to 24 Aug 2023)
• Andrew George Christian

  IRN AGC01072

  • CF2 Non Executive Director (AR) (25 Oct 2012 to 1 Sep 2016)
• Andrew Gresham Vaughan

  IRN AGV01003

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (1 Jul 2019 to 8 Dec 2019)

• Sanford DeLand Asset Management Limited (no longer appointed)

  FRN 531128 · Appointed 24 Nov 2017 · Until 4 Dec 2020

• Castlefield Corporate Advisory Partners Limited (no longer appointed)

  FRN 793148 · Appointed 2 Nov 2017 · Until 30 Apr 2019

• Sanford DeLand Asset Management Limited (no longer appointed)

  FRN 531128 · Appointed 7 Sep 2010 · Until 1 Sep 2016

• Castlefield Wealth Management Limited (no longer appointed)

  FRN 485786 · Appointed 8 Jul 2008 · Until 31 Dec 2011

No changes recorded yet.