Alexander Brotherston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SANFORD DELAND ASSET MANAGEMENT LTD (no longer approved here)
FRN 924563
- SMF1 Chief Executive (4 Dec 2020 to 31 Oct 2025)
- SMF3 Executive Director (4 Dec 2020 to 31 Oct 2025)
Castlefield Investment Partners LLP (no longer approved here)
FRN 432488
- CF1 Director (AR) (29 Jul 2019 to 4 Dec 2020)
- CF3 Chief Executive (AR) (1 Apr 2019 to 4 Dec 2020)
Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- CF1 Director (23 Oct 2012 to 31 Aug 2018)
Franklin Templeton Fund Management Limited (no longer approved here)
FRN 122222
- CF8 Apportionment and Oversight (10 Dec 2002 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2002 to 8 Oct 2012)
- CF1 Director (1 Dec 2001 to 31 Aug 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.