Castlefield Investment Partners LLP

• Principal Place of Business

  111 Piccadilly

  Manchester

  Lancashire

  M1 2HY

  UNITED KINGDOM

  Phone

  +441612334890

  Web

  https://www.castlefield.com

• Complaints Contact

  111 Piccadilly

  Manchester

  Lancashire

  M1 2HY

  UNITED KINGDOM

  Phone

  +441612334890

• Pension Transfer Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bronwyn Riley

  IRN BXR01072

  • [FCA CF] Client dealing (since 12 Jun 2024)
• CALLUM MARK WELLS

  IRN CMW01156

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
  • [FCA CF] Client dealing (since 15 Nov 2023)
• Daniel James Lonsdale

  IRN DJL01294

  • [FCA CF] Manager of certification employee (since 12 May 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
• David Elton

  IRN DXE01333

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
  • CF4 Partner (18 Dec 2018 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• David Rory Hammerson

  IRN DRH01070

  • [FCA CF] Manager of certification employee (1 Jun 2020 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
  • CF4 Partner (18 Dec 2018 to 8 Dec 2019)
  • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
• David William Soutar

  IRN DWS01045

  • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
  • CF4 Partner (30 Aug 2005 to 1 Nov 2012)
  • CF8 Apportionment and Oversight (30 Aug 2005 to 31 Oct 2007)
  • CF27 Investment Management (30 Aug 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (30 Aug 2005 to 22 Sep 2009)
  • CF3 Chief Executive (30 Aug 2005 to 29 Jun 2012)
• Dean John Muller

  IRN DXM00503

  • [FCA CF] Client dealing (12 May 2021 to 8 Jul 2022)
• Eric Burns

  IRN ERB01012

  • [FCA CF] Functions requiring qualifications (8 Jun 2020 to 31 Mar 2021)
  • [FCA CF] Client dealing (8 Jun 2020 to 31 Mar 2021)
• Ewelina Niziolek Wilson

  IRN EXN00045

  • [FCA CF] Significant management (since 4 Jan 2022)
• Haydon John Waldek

  IRN HJW01053

  • CF30 Customer (23 Nov 2009 to 31 Dec 2011)

• Sanford DeLand Asset Management Limited (no longer appointed)

  FRN 531128 · Appointed 24 Nov 2017 · Until 4 Dec 2020

• Castlefield Corporate Advisory Partners Limited (no longer appointed)

  FRN 793148 · Appointed 2 Nov 2017 · Until 30 Apr 2019

• Sanford DeLand Asset Management Limited (no longer appointed)

  FRN 531128 · Appointed 7 Sep 2010 · Until 1 Sep 2016

• Castlefield Wealth Management Limited (no longer appointed)

  FRN 485786 · Appointed 8 Jul 2008 · Until 31 Dec 2011

No changes recorded yet.