David William Soutar

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (18 Jan 2013 to 3 Jun 2013)
  • Castlefield Investment Partners LLP (no longer approved here)

    FRN 432488

    • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
    • CF8 Apportionment and Oversight (30 Aug 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
    • CF27 Investment Management (30 Aug 2005 to 31 Oct 2007)
    • CF3 Chief Executive (30 Aug 2005 to 29 Jun 2012)
    • CF4 Partner (30 Aug 2005 to 1 Nov 2012)
    • CF11 Money Laundering Reporting (30 Aug 2005 to 22 Sep 2009)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF21 Investment Adviser (27 Sep 2004 to 12 Dec 2005)
    • CF27 Investment Management (14 Aug 2002 to 12 Dec 2005)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF27 Investment Management (1 Dec 2001 to 16 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.