David Rory Hammerson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castlefield Investment Partners LLP (no longer approved here)

    FRN 432488

    • [FCA CF] Manager of certification employee (1 Jun 2020 to 31 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF4 Partner (18 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
  • Van Lanschot Kempen Investment Management (UK) Ltd (no longer approved here)

    FRN 166063

    • CF1 Director (18 Jan 2010 to 21 Mar 2016)
    • CF30 Customer (18 Jan 2010 to 21 Mar 2016)
    • CF3 Chief Executive (18 Jan 2010 to 21 Mar 2016)
    • CF28 Systems and controls (18 Jan 2010 to 21 Mar 2016)
    • CF11 Money Laundering Reporting (18 Jan 2010 to 6 Oct 2015)
    • CF10 Compliance Oversight (18 Jan 2010 to 21 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.