Andrew Gresham Vaughan

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SANFORD DELAND ASSET MANAGEMENT LTD (no longer approved here)

    FRN 924563

    • [FCA CF] Functions requiring qualifications (10 Mar 2021 to 31 May 2021)
    • [FCA CF] Client dealing (10 Mar 2021 to 31 May 2021)
    • [FCA CF] Material risk taker (10 Mar 2021 to 31 May 2021)
  • Castlefield Investment Partners LLP (no longer approved here)

    FRN 432488

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF21 Investment Adviser (4 May 2004 to 1 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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