Brown Advisory Limited

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

  Web

  https://www.brownadvisory.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Charles Kay-Shuttleworth

  IRN DCK01017

  • CF10 Compliance Oversight (2 Feb 2012 to 17 Jun 2015)
  • CF11 Money Laundering Reporting (2 Feb 2012 to 17 Jun 2015)
  • CF30 Customer (13 Sep 2010 to 31 Dec 2018)
• David Michael Churchill

  IRN DMC01193

  • Director of firm who is not a certification employee or a SMF manager (3 May 2024 to 31 Dec 2025)
  • SMF3 Executive Director (9 Dec 2019 to 3 May 2024)
  • CF1 Director (18 Mar 2008 to 8 Dec 2019)
• Edward Alexander Chadwyck-Healey

  IRN EAC01034

  • SMF3 Executive Director (since 23 Dec 2019)
  • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
• Elisa-Maria Wagnitz

  IRN EXW15099

  • [FCA CF] Client dealing (18 Mar 2021 to 17 Mar 2022)
  • CF30 Customer (20 May 2019 to 8 Dec 2019)
• Emma Clare Howard Jewkes

  IRN EXH01362

  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (9 Jan 2019 to 8 Dec 2019)
• Felix Eduardo Miralles Pifano

  IRN FXP00105

  • [FCA CF] Client dealing (since 28 Oct 2024)
• Harry Jebb

  IRN HXJ13975

  • [FCA CF] Client dealing (since 9 Aug 2022)
• Henry Alexander John Francklin

  IRN HAF01028

  • [FCA CF] Client dealing (18 Mar 2021 to 9 Aug 2024)
  • CF30 Customer (22 May 2017 to 8 Dec 2019)
• James Henry Tussaud

  IRN JHT01035

  • 14. Managing investments
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • CF30 Customer (18 Jul 2016 to 8 Dec 2019)
• Jeffrey Schlesinger

  IRN JXS01866

  • CF30 Customer (24 Aug 2009 to 20 Nov 2012)

No changes recorded yet.