David Charles Kay-Shuttleworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brown Advisory Limited (no longer approved here)
FRN 475370
- CF10 Compliance Oversight (2 Feb 2012 to 17 Jun 2015)
- CF11 Money Laundering Reporting (2 Feb 2012 to 17 Jun 2015)
- CF30 Customer (13 Sep 2010 to 31 Dec 2018)
Stonehage Fleming Advisory Limited (no longer approved here)
FRN 194929
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF23 Corporate Finance Adviser (25 Oct 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.