Stonehage Fleming Advisory Limited

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANASTASIA SHVETSOVA

  IRN AXS03365

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2020)
  • CF30 Customer (22 May 2019 to 8 Dec 2019)
• Aaron Fleishman

  IRN AXF00460

  • [FCA CF] Client dealing (since 8 Sep 2023)
• Adam Richard Fleming

  IRN ARF01054

  • CF2 Non Executive Director (26 Feb 2010 to 16 Jan 2015)
• Adrian David Edmund Gardner

  IRN ADG01054

  • SMF9 Chair of the Governing Body (2 Oct 2023 to 14 May 2025)
  • SMF3 Executive Director (10 Mar 2020 to 14 May 2025)
• Alastair Graham Hunter

  IRN AGH01052

  • CF23 Corporate Finance Adviser (12 Mar 2002 to 22 Apr 2004)
• Alexander Hugh Loder

  IRN SXL01238

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2004)
• Andrew John Benns

  IRN AJB01270

  • CF13 Finance (1 Dec 2001 to 19 Apr 2002)
• Andrew Miller

  IRN AXM01510

  • [FCA CF] Client dealing (6 Feb 2023 to 12 Mar 2026)
• Andrew Rigby Nolan

  IRN ARN01043

  • CF2 Non Executive Director (22 Apr 2015 to 20 Mar 2017)
• Anton Hans Sternberg

  IRN AHS01021

  • SMF3 Executive Director (since 20 Nov 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
  • CF1 Director (23 Apr 2015 to 8 Dec 2019)

No changes recorded yet.