Anton Hans Sternberg

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Dealing and Treasury Services (UK) Limited

    FRN 989628

    • SMF3 Executive Director (since 5 Dec 2024)
  • Stonehage Fleming Advisory Limited

    FRN 194929

    • SMF3 Executive Director (since 20 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
    • CF1 Director (23 Apr 2015 to 8 Dec 2019)
  • Stonehage Fleming Financial Services Limited

    FRN 150118

    • Responsible for Insurance Distribution (since 28 Jun 2022)
    • SMF3 Executive Director (since 29 Apr 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (30 Jun 2022 to 18 Apr 2024)
    • SMF1 Chief Executive (29 Apr 2022 to 15 Dec 2023)
    • SMF9 Chair of the Governing Body (15 Feb 2020 to 1 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
    • CF1 Director (22 Nov 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (17 Nov 2003 to 31 Mar 2009)
    • CF3 Chief Executive (17 Nov 2003 to 7 Jun 2011)
    • CF21 Investment Adviser (27 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 27 Jan 2003)
    • CF23 Corporate Finance Adviser (4 Apr 2002 to 1 Oct 2002)
  • STONEHAGE FLEMING WEALTH PLANNING LIMITED

    FRN 562235

    • SMF3 Executive Director (since 29 Apr 2022)
    • SMF3 Executive Director (19 Dec 2019 to 1 May 2020)
    • CF2 Non Executive Director (7 Jul 2016 to 8 Dec 2019)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF3 Chief Executive (5 Nov 2015 to 10 May 2016)
    • CF1 Director (23 Apr 2015 to 8 Dec 2019)
  • FPE Capital LLP (no longer approved here)

    FRN 671081

    • CF2 Non Executive Director (16 Dec 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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