Date authorised
16 December 2015
Companies House
OC397582
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    7 Swallow Street
    London
    W1B 4DE
    UNITED KINGDOM
    Phone
    +442039128807
  • Complaints Contact

    2nd Floor
    7 Swallow Street
    London
    W1B 4DE
    UNITED KINGDOM
    Phone
    +442039128807

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Share, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Share, Warrant

  • Arranges Asset Safekeeping

    For Professional, Share, Warrant

  • Stockbroking

    For Professional, Share, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Professional, Share, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Stonehage Fleming (UK) Limited

    IRN XXS01268

    • SMF27 Partner (9 Dec 2019 to 8 Mar 2021)
    • CF4 Partner (16 Dec 2015 to 8 Dec 2019)
  • Alexis Frey

    IRN AXF00665

    • [FCA CF] Client dealing (since 19 Jan 2026)
  • Anton Hans Sternberg

    IRN AHS01021

    • CF2 Non Executive Director (16 Dec 2015 to 8 Dec 2019)
  • Benjamin Cole

    IRN BXC13195

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Christopher James Kay

    IRN CJK01103

    • SMF27 Partner (since 10 Jun 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
  • Claire Sweet

    IRN CXS00365

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Connor Graham Trendell

    IRN CXT06873

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Oct 2018 to 8 Dec 2019)
  • Daniel Gareth Walker

    IRN DGW01049

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (16 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (16 Dec 2015 to 8 Dec 2019)
  • David James Barbour

    IRN DJB01204

    • SMF27 Partner (9 Dec 2019 to 29 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
    • CF30 Customer (16 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (16 Dec 2015 to 8 Dec 2019)
  • Harold George Gill

    IRN HXG00157

    • [FCA CF] Client dealing (since 9 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

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