Date authorised
16 December 2015
Companies House
OC397582
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    7 Swallow Street
    London
    W1B 4DE
    UNITED KINGDOM
    Phone
    +442039128807
  • Complaints Contact

    2nd Floor
    7 Swallow Street
    London
    W1B 4DE
    UNITED KINGDOM
    Phone
    +442039128807

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Share, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Share, Warrant

  • Arranges Asset Safekeeping

    For Professional, Share, Warrant

  • Stockbroking

    For Professional, Share, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Professional, Share, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harriet Hunt

    IRN HXH00077

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Henry John William Ropner

    IRN HJR01034

    • CF30 Customer (16 Dec 2015 to 8 Dec 2019)
  • Henry William Sallitt

    IRN HXS01318

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (16 Dec 2015 to 8 Dec 2019)
  • Kenneth Wilson Miller

    IRN KWM01028

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (16 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (16 Dec 2015 to 8 Dec 2019)
  • Llewellyn Richard Dodds John

    IRN LRJ01006

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (16 Dec 2015 to 8 Dec 2019)
  • Mark Edward Trehearne Davies

    IRN MED01038

    • CF2 Non Executive Director (16 Dec 2015 to 8 Dec 2019)
  • Samuel Nathan Greenberg

    IRN SXG00637

    • [FCA CF] Client dealing (since 9 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.