STONEHAGE FLEMING WEALTH PLANNING LIMITED

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Turner

  IRN AXT00216

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2025)
  • [FCA CF] Client dealing (since 20 Jan 2025)
• Adrian David Edmund Gardner

  IRN ADG01054

  • SMF9 Chair of the Governing Body (2 Oct 2023 to 14 May 2025)
  • SMF3 Executive Director (10 Mar 2020 to 14 May 2025)
• Alexander Hamilton Richards

  IRN AXR02251

  • CF30 Customer (15 Mar 2013 to 4 Nov 2013)
• Alison Jane Malton

  IRN AJM01409

  • CF11 Money Laundering Reporting (2 Mar 2015 to 31 Dec 2016)
  • CF1 Director (2 Apr 2012 to 9 Jun 2016)
  • CF10 Compliance Oversight (2 Apr 2012 to 31 Dec 2016)
• Anna-Michelle Wetherell

  IRN AXW01643

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jul 2022)
• Anton Hans Sternberg

  IRN AHS01021

  • SMF3 Executive Director (since 29 Apr 2022)
  • SMF3 Executive Director (19 Dec 2019 to 1 May 2020)
  • CF2 Non Executive Director (7 Jul 2016 to 8 Dec 2019)
• Ashley Pontiggia

  IRN AJP01430

  • CF30 Customer (20 Jun 2018 to 27 Jun 2018)
• Charles King

  IRN CXK00151

  • [FCA CF] Client dealing (24 Feb 2022 to 14 Jun 2022)
• Christopher Abel

  IRN CXA00180

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Jan 2025)
  • [FCA CF] Client dealing (since 15 Jan 2025)
• Christopher James Merry

  IRN CJM01354

  • SMF9 Chair of the Governing Body (27 Mar 2020 to 23 Aug 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 Aug 2023)
  • CF1 Director (16 Oct 2019 to 8 Dec 2019)

• FF&P Wealth Planning LLP (no longer appointed)

  FRN 432261 · Appointed 3 May 2012 · Until 4 Oct 2016

No changes recorded yet.