Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2025)
    • [FCA CF] Client dealing (since 20 Jan 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Functions requiring qualifications (5 Dec 2022 to 13 Jan 2025)
    • [FCA CF] Client dealing (5 Dec 2022 to 13 Jan 2025)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Client dealing (1 Sep 2020 to 4 Feb 2022)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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