Alison Jane Malton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STONEHAGE FLEMING WEALTH PLANNING LIMITED (no longer approved here)

    FRN 562235

    • CF11 Money Laundering Reporting (2 Mar 2015 to 31 Dec 2016)
    • CF1 Director (2 Apr 2012 to 9 Jun 2016)
    • CF10 Compliance Oversight (2 Apr 2012 to 31 Dec 2016)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF11 Money Laundering Reporting (2 Jan 2004 to 11 May 2004)
    • CF13 Finance (23 Dec 2002 to 20 Feb 2004)
    • CF1 Director (10 Oct 2002 to 5 Jul 2005)
    • CF17 Significant Mgt (Other Business Operations) (8 Feb 2002 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.