STONEHAGE FLEMING WEALTH PLANNING LIMITED

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Faviell Fletcher

  IRN DFF01005

  • CF2 Non Executive Director (2 Apr 2012 to 1 Oct 2019)
• David George Edward Naylor-Leyland

  IRN DGN01014

  • CF2 Non Executive Director (2 Apr 2012 to 9 Jun 2016)
• David Kenneth Maxwell

  IRN DKM01040

  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
  • CF10 Compliance Oversight (3 Jan 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2018 to 8 Dec 2019)
• David Nelson

  IRN DXN01136

  • CF30 Customer (24 Jan 2013 to 22 Feb 2016)
• Edward Becton Davis

  IRN EBD01018

  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Mar 2021)
• Elizabeth Thorpe

  IRN EXT00110

  • [FCA CF] Client dealing (since 28 Feb 2022)
• Eloise Smith

  IRN EXS00211

  • [FCA CF] Client dealing (2 Mar 2022 to 14 Jun 2022)
• Glenn Martin Francis Murphy

  IRN GXM00249

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2021)
• Gregory William Harris

  IRN GWH01069

  • [FCA CF] Manager of certification employee (since 30 Jun 2022)
  • SMF3 Executive Director (since 30 Jun 2022)
• Guy Andrew Hudson

  IRN GAH01052

  • [FCA CF] Significant management (9 Dec 2019 to 11 Mar 2021)

• FF&P Wealth Planning LLP (no longer appointed)

  FRN 432261 · Appointed 3 May 2012 · Until 4 Oct 2016

No changes recorded yet.