Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Financial Services Limited (no longer approved here)

    FRN 150118

    • CF1 Director (1 Jun 2015 to 1 Oct 2019)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • CF2 Non Executive Director (1 Jun 2015 to 5 Jun 2017)
    • CF1 Director (14 Apr 2009 to 14 Apr 2009)
    • CF28 Systems and controls (19 Mar 2009 to 7 Jan 2011)
  • Stonehage Fleming Advisory Limited (no longer approved here)

    FRN 194929

    • CF2 Non Executive Director (1 Jun 2015 to 5 Jun 2017)
    • CF28 Systems and controls (19 Mar 2009 to 7 Jan 2011)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2011)
    • CF8 Apportionment and Oversight (28 May 2004 to 31 Oct 2007)
    • CF3 Chief Executive (28 May 2004 to 27 May 2008)
    • CF23 Corporate Finance Adviser (1 Feb 2003 to 31 Oct 2007)
    • CF1 Director (1 Feb 2003 to 1 Jun 2015)
  • STONEHAGE FLEMING WEALTH PLANNING LIMITED (no longer approved here)

    FRN 562235

    • CF2 Non Executive Director (2 Apr 2012 to 1 Oct 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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