Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (9 Dec 2019 to 11 Mar 2021)
-
- [FCA CF] Significant management (9 Dec 2019 to 11 Mar 2021)
-
- [FCA CF] Significant management (9 Dec 2019 to 11 Mar 2021)
-
- [FCA CF] Significant management (9 Dec 2019 to 11 Mar 2021)
-
- CF1 Director (2 Jun 2008 to 17 May 2012)
- CF30 Customer (2 Jun 2008 to 17 May 2012)
-
- CF29 Significant management (1 Nov 2007 to 9 Nov 2007)
- CF30 Customer (1 Nov 2007 to 9 Nov 2007)
- CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (2 Jun 2005 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
-
- CF1 Director (6 Oct 2006 to 9 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.