Adam Richard Fleming

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stonehage Fleming Advisory Limited (no longer approved here)
FRN 194929
- CF2 Non Executive Director (26 Feb 2010 to 16 Jan 2015)
Stonehage Fleming Investment Management Limited (no longer approved here)
FRN 194382
- CF2 Non Executive Director (9 Apr 2009 to 16 Jan 2015)
RF Trustee Co. Limited (no longer approved here)
FRN 122229
- CF2 Non Executive Director (9 Mar 2005 to 27 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.