RF Trustee Co. Limited

• Principal Place of Business

  14 Buckingham Street

  London

  WC2N 6DF

  UNITED KINGDOM

  Phone

  +4402036966700

• Complaints Contact

  14 Buckingham Street

  London

  WC2N 6DF

  UNITED KINGDOM

  Phone

  +4402036966700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Richard Fleming

  IRN ARF01054

  • CF2 Non Executive Director (9 Mar 2005 to 27 Sep 2011)
• Alexander Hugh Loder

  IRN SXL01238

  • CF2 Non Executive Director (7 Jun 2004 to 19 May 2010)
• Andrew John Benns

  IRN AJB01270

  • CF28 Systems and controls (1 Nov 2007 to 30 Nov 2012)
  • CF13 Finance (22 Nov 2005 to 31 Oct 2007)
• Brendan Kenneth Adams

  IRN BKA01001

  • CF10 Compliance Oversight (23 Feb 2007 to 14 Aug 2012)
  • CF11 Money Laundering Reporting (23 Feb 2007 to 14 Aug 2012)
• Celia Eileen Susan Stone

  IRN CES01038

  • CF13 Finance (1 Dec 2001 to 20 Nov 2002)
• Celia Scott

  IRN CXS01862

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (15 Aug 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Aug 2012 to 8 Dec 2019)
  • CF28 Systems and controls (21 Feb 2011 to 8 Dec 2019)
• Claire Kostiaev

  IRN CXK01196

  • CF10 Compliance Oversight (1 Sep 2005 to 23 Feb 2007)
  • CF11 Money Laundering Reporting (1 Sep 2005 to 23 Feb 2007)
• David Michael St Hill Beck

  IRN DMB01090

  • CF30 Customer (1 Nov 2007 to 2 Nov 2012)
  • CF26 Customer Trading (4 May 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
• Edward Roland Haslewood Perks

  IRN ERP01022

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (16 Feb 2018 to 8 Dec 2019)
• Gareth John Waterworth

  IRN GJW01137

  • SMF1 Chief Executive (since 1 Apr 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF29 Significant management (17 Dec 2012 to 8 Dec 2019)
  • CF30 Customer (17 Dec 2012 to 8 Dec 2019)

No changes recorded yet.