Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (5 Nov 2012 to 18 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 2 Nov 2012)
- CF26 Customer Trading (4 May 2004 to 31 Oct 2007)
- CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 28 May 2004)
- CF26 Customer Trading (1 Dec 2001 to 28 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.