Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • CF30 Customer (5 Nov 2012 to 18 Sep 2015)
  • RF Trustee Co. Limited (no longer approved here)

    FRN 122229

    • CF30 Customer (1 Nov 2007 to 2 Nov 2012)
    • CF26 Customer Trading (4 May 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 28 May 2004)
    • CF26 Customer Trading (1 Dec 2001 to 28 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.