Brendan Kenneth Adams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stonehage Fleming Investment Management Limited (no longer approved here)
FRN 194382
- CF30 Customer (1 Nov 2007 to 7 Jan 2011)
- CF10 Compliance Oversight (23 Feb 2007 to 14 Aug 2012)
- CF11 Money Laundering Reporting (23 Feb 2007 to 14 Aug 2012)
- CF27 Investment Management (21 Nov 2005 to 31 Oct 2007)
- CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
RF Trustee Co. Limited (no longer approved here)
FRN 122229
- CF11 Money Laundering Reporting (23 Feb 2007 to 14 Aug 2012)
- CF10 Compliance Oversight (23 Feb 2007 to 14 Aug 2012)
Stonehage Fleming Advisory Limited (no longer approved here)
FRN 194929
- CF10 Compliance Oversight (23 Feb 2007 to 14 Aug 2012)
- CF11 Money Laundering Reporting (23 Feb 2007 to 14 Aug 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.